Angus Wai Kai Au-Yeung
歐陽為鍇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Angus Wai Kai Au-Yeung (歐陽為鍇), a licensed Responsible Officer with CE reference AJH211. Currently licensed at 2 firm(s): GF Securities (Hong Kong) Brokerage Limited, GF Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-14 | present |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-04-14 | present |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 1 — Dealing in securities | 2025-03-03 | 2026-03-09 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-03-03 | 2026-03-09 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-17 | 2025-03-03 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-12-17 | 2025-03-03 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-29 | 2024-07-29 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-03-29 | 2024-07-29 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-16 | 2023-03-29 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-12-16 | 2023-03-29 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-14 | 2022-07-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-04 | 2022-07-21 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-04 | 2022-07-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-04 | 2022-07-21 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-24 | 2017-09-04 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-24 | 2017-09-04 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-08-12 | 2017-01-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-30 | 2017-01-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-30 | 2017-01-14 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-06-30 | 2014-08-12 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-02-12 | 2014-03-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-06 | 2014-03-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-06 | 2014-02-12 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-12-21 | 2012-01-05 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-23 | 2012-01-05 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-23 | 2010-12-21 |
| Golden Jade Capital Limited 金瑜融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-12-29 | 2010-10-29 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-23 | 2006-12-05 |