Hong Kong SFC Licensed Individuals Directory
A crawlable directory of Representatives, Responsible Officers and historical individual licensees in the Hong Kong SFC public register.
Hing Lap Ling
CE BTY374 - ceased
Ke Liao
CE BTY388 - ceased
Derek Andrew Li
CE BTY510 - ceased
Congrui Lin
CE BTY750 - ceased
Chee Heem Brian Lee
CE BTZ038 - ceased
Wing Chung Lam
CE BTZ074 - ceased
Dan (SFC:BTZ113) Li
CE BTZ113 - ceased
Zeming Liu
CE BTZ177 - ceased
Jiaming Lin
CE BTZ248 - ceased
Chun Man Calvin Lau
CE BTZ823 - ceased
Yuan (SFC:BTZ897) Li
CE BTZ897 - ceased
Yuzhen Steven Lu
CE BUA025 - ceased
Michelle Lau
CE BUA034 - active, Manulife Investment Management (Hong Kong) Limited
Shimin Lu
CE BUA113 - ceased
Ho Hao Lin
CE BUA114 - ceased
Zijing Lin
CE BUA160 - ceased
Su Jin (SFC:BUA271) Lee
CE BUA271 - ceased
Yipeng Lin
CE BUA601 - ceased
Ganlin Luo
CE BUA747 - ceased
Wing Suen Lai
CE BUB068 - ceased
Henry Jin Chai Loh
CE BUB125 - ceased
Xinxin (SFC:BUB219) Li
CE BUB219 - ceased
Yuwei Lin
CE BUB231 - ceased
Jiawei Lu
CE BUB248 - ceased
Ka Chun (SFC:BUB255) Lam
CE BUB255 - ceased
Wing Ting (SFC:BUB803) Li
CE BUB803 - ceased
Fengyuan Liu
CE BUB852 - ceased
Eric Louis Serge Lalauze
CE BUB895 - ceased
Jeff Man-Jit Leung
CE BUB978 - ceased
Wenbo Lyu
CE BUC017 - ceased
Jackson Lee
CE BUC127 - ceased
Tarun Lakhotia
CE BUC277 - ceased
Thomas James Lowe
CE BUC286 - ceased
Sherry Yi-Hsuan Lee
CE BUC437 - ceased
Juan (SFC:BUC612) Liu
CE BUC612 - ceased
Yu Ching Lam
CE BUC916 - ceased
Kwok Leung Li
CE BUC999 - ceased
Wei Pam Liu
CE BUD586 - ceased
Mengxuan (SFC:BUD619) Li
CE BUD619 - ceased
Tat Ching Lau
CE BUD860 - ceased
Xiaodong (SFC:BUD896) Li
CE BUD896 - ceased
Weizheng Li
CE BUE037 - ceased
James Joseph Love
CE BUE070 - ceased
Zhuguang Li
CE BUE154 - ceased
Yuk Chun Lee
CE BUE324 - ceased
Yaobin Li
CE BUE365 - ceased
Wen Kai Lau
CE BUF612 - ceased
Chengheng Li
CE BUF613 - ceased
Chun Yin Angus Lam
CE BUF796 - ceased
Shaochen Liu
CE BUG285 - ceased
William David Lock
CE BUG415 - ceased
Lok Wa Li
CE BUG621 - ceased
Laurence Luftig
CE BUG670 - ceased
Youjia (SFC:BUH486) Li
CE BUH486 - ceased
Tong (SFC:BUH553) Liu
CE BUH553 - ceased
Kin Chung Liu
CE BUH578 - ceased
Hoi Ming Leung
CE BUH627 - ceased
Fan (SFC:BUI536) Lu
CE BUI536 - ceased
Yuying Luo
CE BUI604 - ceased
Zhi Wei Jake Lau
CE BUI813 - ceased
Meichen Li
CE BUI814 - ceased
Wan (SFC:BUI864) Lam
CE BUI864 - ceased
Jiaming Lyu
CE BUI908 - active, HGNH International Securities Co., Limited
Wanqi (SFC:BUJ111) Li
CE BUJ111 - ceased
Fangpeng Li
CE BUJ988 - ceased
April Ilia Larusse
CE BUJ995 - ceased
Zhiying Luo
CE BUK002 - active, Huatai Financial Holdings (Hong Kong) Limited
Florence Wing Yee Lo
CE BUK023 - ceased
Chun Wai (SFC:BUK342) Lau
CE BUK342 - ceased
Yingying (SFC:BUK364) Li
CE BUK364 - ceased
Tsam Yu Li
CE BUK838 - ceased
Ke (SFC:BUK883) Li
CE BUK883 - ceased
Boyoung Lee
CE BUK969 - ceased
Mengyun Li
CE BUL030 - ceased
Haiyan Lin
CE BUL602 - ceased
Ho Yin (SFC:BUL646) Li
CE BUL646 - ceased
Jianuo Li
CE BUL748 - ceased
Jing (SFC:BUL991) Luo
CE BUL991 - ceased
Yige Li
CE BUM132 - ceased
Dongyue Li
CE BUM531 - ceased
Yangwei Li
CE BUN463 - ceased
Sai Liu
CE BUN927 - ceased
Haiyan Liu
CE BUO199 - ceased
Chi Nok Lam
CE BUO453 - ceased
Bujing Luo
CE BUO468 - ceased
Andi Liu
CE BUO759 - ceased
Jie (SFC:BUO777) Lu
CE BUO777 - ceased
Gen (SFC:BUO963) Li
CE BUO963 - ceased
Ming Ming Li
CE BUP088 - ceased
Tung Yuen Lam
CE BUP846 - ceased
Kah Wei Low
CE BUQ048 - ceased
Zhao (SFC:BUQ090) Liu
CE BUQ090 - ceased
Xiaoyao Li
CE BUQ234 - active, China Merchants Securities (HK) Co., Limited
Pak Fai Lee
CE BUQ342 - ceased
Chris Liu
CE BUQ465 - ceased
Mei Shan Lau
CE BUQ588 - ceased
Tsz Tak Lee
CE BUR363 - ceased
Darryl Jonathan Lucas
CE BUS154 - ceased
Jihu Liu
CE BUS185 - ceased
Liang Lin
CE BUS213 - ceased
Ying Ting Lu
CE BUS307 - ceased
Ziyue (SFC:BUS357) Li
CE BUS357 - ceased
Stephane Levy
CE BUS373 - ceased
Guan Min Liew
CE BUS408 - ceased
Xianyi Liu
CE BUS460 - ceased
Mo Li
CE BUS507 - active, VERACITY INVESTMENT CO., LIMITED
Xuyang Li
CE BUT572 - ceased
Wenchao Li
CE BUT577 - ceased
Hoi Ting Li
CE BUU131 - ceased
Shengjie (SFC:BUU861) Li
CE BUU861 - ceased
Zhaoxiang Li
CE BUU905 - active, AIF Capital Limited
Hongjia Liu
CE BUV360 - ceased
Mingrui Lu
CE BUV616 - ceased
Shu (SFC:BUW084) Li
CE BUW084 - ceased
Yang (SFC:BUW121) Li
CE BUW121 - ceased
On Kee Lai
CE BUW302 - ceased
Tsz Tung Sonia Lee
CE BUW370 - ceased
Zhuolin Li
CE BUW410 - ceased
Chenghao Li
CE BUW448 - ceased
Linxuan (SFC:BUX054) Li
CE BUX054 - ceased
Lok Yiu (SFC:BUX159) Leung
CE BUX159 - ceased
Yefen Lei
CE BUX175 - ceased
Jialin Li
CE BUX349 - ceased
Yan (SFC:BUX396) Li
CE BUX396 - ceased
Kai (SFC:BUX649) Li
CE BUX649 - ceased
Leung Yan Lau
CE BUX764 - ceased
Weiwei Lu
CE BUX913 - ceased
Kaizhou Lyu
CE BUY431 - active, Zhongtai International Securities Limited
Yue (SFC:BUY460) Li
CE BUY460 - ceased
Haokai Liang
CE BUY705 - ceased
Carlos Teixeira Lopes
CE BUY722 - ceased
Chade Li
CE BUY870 - ceased
King Hei (SFC:BUZ129) Leung
CE BUZ129 - active, Goldman Sachs (Asia) L.L.C.
Wing Sze (SFC:BUZ201) Lau
CE BUZ201 - ceased
Ching Nam Martin Lam
CE BUZ478 - ceased
Zengyun Lyu
CE BVA674 - ceased
Tsz Chun Lo
CE BVA802 - ceased
Chun Yip (SFC:BVA924) Leung
CE BVA924 - ceased
Ching Ying Lam
CE BVB069 - ceased
Kwong Sing Lam
CE BVB071 - ceased
Haiyang Liu
CE BVB298 - ceased
Xuan (SFC:BVB339) Luo
CE BVB339 - ceased
Yuheng Liu
CE BVB397 - ceased
Tianzhi Li
CE BVC297 - ceased
Nan (SFC:BVC495) Li
CE BVC495 - ceased
Pui Ying Lee
CE BVC500 - ceased
Jemma Ming Ming Lo
CE BVC507 - ceased
Wu Shi Liu
CE BVC628 - ceased
Tak Keung Lo
CE BVD350 - ceased
Wing Ki Lin
CE BVD415 - ceased
Jiayi Luan
CE BVD517 - ceased
Yuanzhe Liu
CE BVD927 - ceased
Kong Yeong Lim
CE BVE079 - ceased
Chien An Lin
CE BVF388 - ceased
Qiya Lu
CE BVF398 - ceased
Chun Yin Lai
CE BVF613 - ceased
Hei Chun Lo
CE BVF685 - ceased
Caiyao Li
CE BVF693 - ceased
Chi Wai (SFC:BVF797) Lo
CE BVF797 - ceased
Haoyuan Li
CE BVF834 - active, Sino Financial Asset Management Limited
Ching Hei Leung
CE BVF839 - ceased
Chenglin Lyu
CE BVG181 - ceased
Yik Hei Lam
CE BVG904 - ceased
Wai Tseng Sean Lau
CE BVH024 - ceased
Zhi Wei Luo
CE BVH901 - ceased
Daniel Scott Lyons
CE BVI020 - ceased
Haiming Li
CE BVI037 - ceased
Chuan Li
CE BVI130 - ceased
Jinwen Lyu
CE BVI628 - ceased
Chentao Liang
CE BVJ744 - ceased
Yanzheng Lu
CE BVK009 - ceased
Yi-Chi Liao
CE BVK158 - ceased
Jingzhou Luo
CE BVK566 - ceased
Young Hwan Lee
CE BVK650 - ceased
Lei (SFC:BVL037) Lei
CE BVL037 - ceased
Pin-Syuan Lin
CE BVL117 - ceased
Bing (SFC:BVL127) Liu
CE BVL127 - ceased
Jiale Li
CE BVL334 - ceased
Shuting Lyu
CE BVL410 - ceased
Xinye Liu
CE BVL465 - ceased
To Luen Lam
CE BVL599 - ceased
Ka Chun (SFC:BVM523) Lui
CE BVM523 - ceased
Hsiao-Wen Li
CE BVM774 - ceased
Sze Wing Li
CE BVM789 - ceased
Wai Kit Lo
CE BVM900 - ceased
Cuiqin Luo
CE BVM932 - active, Nextober Capital Limited
Matthew (SFC:BVM956) Lam
CE BVM956 - ceased
Po Man Desmond Lau
CE BVN130 - ceased
Guangyuan Luo
CE BVN320 - ceased
Kurt Steven Livermore
CE BVN806 - ceased
Natalie Law
CE BVO031 - ceased
Sze Yuen Lau
CE BVO122 - ceased
Dongming Lian
CE BVO217 - ceased
Yang (SFC:BVO228) Li
CE BVO228 - ceased
Li Fu Liao
CE BVO308 - ceased
Chun (SFC:BVO311) Liu
CE BVO311 - ceased
Zeyu (SFC:BVO406) Li
CE BVO406 - ceased
Seng Chang Lee
CE BVO529 - ceased
Jiayi Luo
CE BVO542 - ceased
Kwun Kei Lau
CE BVO609 - active, Pacific Alliance Investment Management (HK) Limited
Xinran (SFC:BVO793) Li
CE BVO793 - ceased
Francois Eric Jacques Lavier
CE BVQ360 - ceased
Yuhan Lin
CE BVQ529 - ceased
Kuan-Chen Liu
CE BVQ548 - ceased
Thi Huong Giang Le
CE BVQ645 - ceased
Yuxiu Li
CE BVQ820 - ceased
Xiaoyi Lu
CE BVR868 - active, Guotai Junan Capital Limited
Hongzhu Liu
CE BVS024 - ceased
Hongyuan Lyu
CE BVS713 - ceased
Kathryn Bachman Lakin
CE BVS999 - ceased
Yuxin (SFC:BVT027) Liu
CE BVT027 - ceased
Fangyan Li
CE BVT116 - ceased
Yunxin Liu
CE BVT138 - ceased
Renato Richard Latini
CE BVT575 - ceased
Wai Yi (SFC:BVT787) Li
CE BVT787 - ceased
David Labella
CE BVT829 - ceased
Ce Leo Liu
CE BVU148 - ceased
Ran (SFC:BVU401) Li
CE BVU401 - ceased
En Lin
CE BVU489 - ceased
Lianxuan Li
CE BVU639 - active, Lindale Capital Limited
Wenhe Li
CE BVU763 - ceased
Cong (SFC:BVV876) Liu
CE BVV876 - ceased
Yuewen Li
CE BVW735 - ceased
Rui (SFC:BVW819) Li
CE BVW819 - ceased
Ping (SFC:BVX431) Liu
CE BVX431 - ceased
Ruikang Liang
CE BVY701 - ceased
Shu Lyu
CE BVY920 - ceased
Jae Beom Lee
CE BVZ138 - ceased
Seokwoo Lim
CE BVZ141 - ceased
Jingxin Li
CE BVZ160 - ceased
Yiran (SFC:BVZ349) Li
CE BVZ349 - ceased
Tairong Li
CE BVZ384 - ceased
Peiwei Liu
CE BVZ642 - ceased
Moyi Li
CE BVZ728 - ceased
Yuansheng Lin
CE BVZ761 - active, CMB International Capital Limited
Yuxi Lin
CE BVZ762 - ceased
Yumo Li
CE BVZ872 - ceased
Owen Joshua Lewsey
CE BWA917 - ceased
Hamish Ching Hei Lai
CE BWB007 - ceased
Mengyu (SFC:BWC098) Liu
CE BWC098 - ceased
Ye (SFC:BWC464) Lin
CE BWC464 - ceased
Zhaoran Li
CE BWE150 - ceased
Li (SFC:BWE153) Liu
CE BWE153 - active, Guotai Junan Capital Limited
Tiffany Li Tong Law
CE BWF024 - ceased
Ka Hei Lin
CE BWF118 - ceased
Lok Kwan (SFC:BWH082) Leung
CE BWH082 - ceased
Eileen Liu-Baumert
CE BWH630 - ceased
Gabriel Paul Lettieri
CE BWI425 - ceased
Jia'en Alicia Li
CE BWI844 - ceased
Wen Hao Lee
CE BWK377 - ceased