Juan Liu
劉娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Liu (劉娟), a licensed former licensee with CE reference BUC612. This person has 1.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
RO | Type 1 - Dealing in securities | 2023-12-15 | 2025-08-31 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
RO | Type 4 - Advising on securities | 2023-12-15 | 2025-08-31 |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 |
RO | Type 9 - Asset management | 2023-12-15 | 2025-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Juan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.