Yu Ching Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Ching Lam ( ), a licensed former licensee with CE reference BUC916. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-26 | 2025-11-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-04-26 | 2025-11-12 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-26 | 2025-11-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-04-26 | 2025-11-12 |