Lok Wa Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Wa Li ( ), a licensed former licensee with CE reference BUG621. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-06 | 2025-09-11 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-11-06 | 2025-09-11 |