Lok Wa Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Wa Li, a licensed former licensee with CE reference BUG621. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 1 - Dealing in securities | 2023-11-06 | 2025-09-11 |
| Ballas Capital Limited 博思融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-11-06 | 2025-09-11 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Wa Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Heidi Mun Wah Cheng | Ballas Capital Limited | 2023–2025 |
| Chi Wah Alex Lau | Ballas Capital Limited | 2023–2025 |
| Wai Ying Leung | Ballas Capital Limited | 2023–2025 |
| Yuen Cheung Tse | Ballas Capital Limited | 2023–2025 |
| Michelle Wing Lam Tse | Ballas Capital Limited | 2023–2025 |
| Jennifer Hoi Shan Tsui | Ballas Capital Limited | 2024–2025 |
| Ka Yan Lo | Ballas Capital Limited | 2023–2024 |
| Alvin Chun Ming Tsui | Ballas Capital Limited | 2024 |