Darryl Jonathan Lucas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darryl Jonathan Lucas ( ), a licensed former licensee with CE reference BUS154. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-02-28 | 2024-03-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2024-02-28 | 2024-03-01 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-02-28 | 2024-03-01 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2024-02-28 | 2024-03-01 |