William David Lock
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William David Lock ( ), a licensed former licensee with CE reference BUG415. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-02 | 2026-02-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2024-10-14 | 2024-10-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-20 | 2023-10-26 |