Wen Kai Lau
劉文凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Kai Lau (劉文凱), a licensed former licensee with CE reference BUF612. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-11-15 | 2025-01-28 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2023-11-15 | 2025-01-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2023-11-15 | 2025-01-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2023-11-15 | 2025-01-28 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2023-11-15 | 2025-01-28 |