Kwan Yue Judy Hui
許坤茹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Yue Judy Hui (許坤茹), a licensed former licensee with CE reference AFU622. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-16 | 2022-11-25 |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-11-16 | 2022-11-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-16 | 2018-12-18 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-16 | 2018-12-18 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-16 | 2011-01-27 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2004-12-30 | 2005-10-31 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-12-30 | 2005-10-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-31 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-31 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-31 |