Wai Man Lui
呂偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Lui (呂偉文), a licensed Responsible Officer with CE reference AIU192. Currently licensed at 1 firm(s): Pearl International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 21.8 years of SFC licence history. Total licence records on file: 36.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-10 | present |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 4 - Advising on securities | 2026-04-10 | present |
| Pearl International Securities Limited 尚源國際證券有限公司 |
RO | Type 9 - Asset management | 2026-04-10 | present |
| Yues Asset & Wealth Management Limited 樂氏資產財富管理有限公司 |
RO | Type 4 - Advising on securities | 2024-10-30 | 2026-01-31 |
| Yues Asset & Wealth Management Limited 樂氏資產財富管理有限公司 |
RO | Type 9 - Asset management | 2024-10-30 | 2026-01-31 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-21 | 2024-04-29 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 - Advising on securities | 2022-12-21 | 2024-04-29 |
| Yee Tai Asset Management Limited | RO | Type 4 - Advising on securities | 2022-03-15 | 2022-12-02 |
| Yee Tai Asset Management Limited | RO | Type 9 - Asset management | 2022-03-15 | 2022-12-02 |
| CVP Asset Management Limited | RO | Type 4 - Advising on securities | 2019-06-18 | 2020-04-18 |
| CVP Asset Management Limited | RO | Type 9 - Asset management | 2019-06-18 | 2020-04-18 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-10-09 | 2021-11-03 |
| CVP Securities Limited 星火證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-10-09 | 2021-11-03 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 - Asset management | 2015-05-06 | 2018-09-06 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-02-03 | 2018-09-06 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-17 | 2018-09-06 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-12-17 | 2015-07-13 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-24 | 2014-12-17 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-24 | 2014-12-17 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-11-21 | 2014-11-21 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-04 | 2013-11-21 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-01-31 | 2013-09-14 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-02 | 2013-01-31 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2012-05-25 | 2012-12-30 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-02 | 2012-05-25 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-20 | 2012-04-01 |
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-01-20 | 2012-04-01 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-06 | 2011-01-20 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-06 | 2011-01-20 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 1 - Dealing in securities | 2007-07-19 | 2011-01-03 |
| Waton Securities International Limited 華通證券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2007-04-24 | 2007-07-19 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-09-13 | 2007-04-14 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-05 | 2007-04-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-15 | 2004-08-02 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-07 | 2004-07-12 |
| Sanfull Securities Limited 新富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-13 | 2004-05-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.