Toshiyuki Murai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toshiyuki Murai ( ), a licensed former licensee with CE reference ASX490. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-01 | 2020-10-01 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-10-01 | 2020-10-01 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-10-01 | 2020-10-01 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-29 | 2019-09-30 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-12-30 | 2019-09-30 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2009-12-30 | 2019-09-30 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-20 | 2009-12-30 |
| Sumitomo Mitsui Asset Management (Hong Kong) Limited 三井住友投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-05-20 | 2009-12-30 |