Yao Wang
王瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao Wang (王瑤), a licensed former licensee with CE reference BNY393. This person has 6.5 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-03-07 | 2026-03-01 |
| RIME Capital Limited 霧凇資本有限公司 |
Rep | Type 9 - Asset management | 2025-03-07 | 2026-03-01 |
| Regents Capital Limited | Rep | Type 9 - Asset management | 2021-08-17 | 2025-02-14 |
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-02-25 | 2021-05-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-12-18 | 2021-02-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-09 | 2021-02-11 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-10-09 | 2021-02-11 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-31 | 2020-06-22 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2019-10-31 | 2020-06-22 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-22 | 2020-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yao Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.