Wei-Wen Chiao
焦威文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wei-Wen Chiao (焦威文), a licensed former licensee with CE reference BHH369. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Expedition Securities Limited 遠征證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-20 | 2026-02-28 |
| Expedition Securities Limited 遠征證券有限公司 |
RO | Type 4 — Advising on securities | 2023-12-20 | 2026-02-28 |
| Expedition Securities Limited 遠征證券有限公司 |
RO | Type 9 — Asset management | 2023-12-20 | 2026-02-28 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-01-02 | 2022-10-31 |
| SINOIF Asset Management Limited 中金匯理資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2020-01-02 | 2022-10-31 |
| WeShare Asset Management Limited 新分享資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-07 | 2019-11-30 |
| WeShare Asset Management Limited 新分享資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-07 | 2019-11-30 |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 4 — Advising on securities | 2017-03-03 | 2018-01-15 |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 9 — Asset management | 2017-03-03 | 2018-01-15 |
| BOA Global Asset Management Limited 亞銀環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-07-13 | 2017-02-15 |
| BOA Global Asset Management Limited 亞銀環球資產管理有限公司 |
RO | Type 9 — Asset management | 2016-07-13 | 2017-02-15 |