Kai Pong Yip
葉啟邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Pong Yip (葉啟邦), a licensed former licensee with CE reference ATH923. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kai Yin Securities Limited 凱銀證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-06 | 2021-03-04 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 4 — Advising on securities | 2017-06-12 | 2021-03-04 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-17 | 2021-03-04 |
| Kai Yin Securities Limited 凱銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-17 | 2017-03-17 |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 9 — Asset management | 2016-06-29 | 2017-01-13 |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 4 — Advising on securities | 2015-04-22 | 2017-01-13 |
| China Demeter Securities Limited 國農證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-08-08 | 2017-01-13 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-01 | 2013-08-08 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-27 | 2011-02-28 |