Yan Kin Leung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kin Leung (梁恩健), a licensed Responsible Officer with CE reference ARI557. Currently licensed at 1 firm(s): Kai Yin Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 9 - Asset management | 2024-08-28 | present |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-06-13 | present |
| Kai Yin Securities Limited 凱銀證券有限公司 |
RO | Type 4 - Advising on securities | 2023-06-13 | present |
| Vico Capital Limited 維高資本有限公司 |
Rep | Type 9 - Asset management | 2022-08-19 | 2023-01-13 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-04 | 2023-01-11 |
| Vico Capital Limited 維高資本有限公司 |
RO | Type 4 - Advising on securities | 2020-08-04 | 2023-01-13 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-17 | 2019-09-30 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 4 - Advising on securities | 2017-10-17 | 2019-09-30 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-10 | 2017-10-17 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-10 | 2017-10-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-19 | 2017-09-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-22 | 2017-09-28 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-22 | 2017-09-28 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Kin Leung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.