Peter Yat Ming Yu
余日明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yat Ming Yu (余日明), a licensed former licensee with CE reference ABR455. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kai Yin Securities Limited 凱銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-18 | 2017-03-13 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-09-29 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-28 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-28 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-28 |