China New Securities Limited
中新證券有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China New Securities Limited (中新證券有限公司), a Hong Kong-based licensed corporation with CE reference BGB265. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 2 (total recorded over time: 10). Earliest licence on file: 2015-11-19.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- Unit 605, 6/F, Beautiful Group Tower, 74-77 Connaught Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2015-11-19 | present |
| Type 4 - Advising on securities | 2015-11-19 | present |
| Type 9 - Asset management | 2015-11-19 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Vivian Catherine Wai Ying Fong 方韋盈 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-09 | Present |
| Shuai Yuan 袁帥 | RO 1, 4, 9 | 2025-01 | Present |
| Ester Yuk Kan Lam 林玉瑾 | RO 1, 4, 9 | 2023-03 | 2024-06 |
| John Kin Wai Chan 陳健偉 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-11 | 2024-06 |
| Tao Yang 楊濤 | Rep 4 | 2018-08 | 2023-08 |
| Kam Fu Kok 郭錦富 | RO 1, 4, 9 | 2019-12 | 2022-11 |
| Mary Pak Ka Wong 王柏嘉 | RO 1 Rep 1, 4, 9 | 2018-12 | 2021-05 |
| Fara Yuen Ling Kay 紀婉玲 | RO 4, 9 | 2019-01 | 2019-10 |
| Man Wai Leung 梁文偉 | RO 1, 4, 9 | 2018-10 | 2019-06 |
| Oscar Ching Fan Chan 陳政勳 | RO 1, 4, 9 | 2015-11 | 2018-02 |
Showing 1–10 of 10
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