Fara Yuen Ling Kay
紀婉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fara Yuen Ling Kay (紀婉玲), a licensed former licensee with CE reference AQJ213. This person has 10.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 - Advising on securities | 2019-01-28 | 2019-10-31 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 - Asset management | 2019-01-28 | 2019-10-31 |
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-30 | 2017-08-10 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-02-18 | 2011-05-13 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2008-02-18 | 2011-05-13 |
| Cape Asset Management Limited 海角資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-02-18 | 2011-05-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fara Yuen Ling Kay during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.