Kam Fu Kok
郭錦富
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Fu Kok (郭錦富), CE reference ABZ046. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KunPeng Securities Limited 鯤鵬證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-23 | 2026-04-30 |
| KunPeng Securities Limited 鯤鵬證券有限公司 |
RO | Type 4 — Advising on securities | 2025-10-23 | 2026-04-30 |
| KunPeng Securities Limited 鯤鵬證券有限公司 |
RO | Type 9 — Asset management | 2025-10-23 | 2026-04-30 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-31 | 2025-10-20 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
RO | Type 9 — Asset management | 2023-08-31 | 2025-10-20 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-21 | 2023-08-31 |
| First Quarter Moon Asset Management Limited 上弦月資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-21 | 2023-08-31 |
| EMP Capital Limited 盈創資本有限公司 |
RO | Type 4 — Advising on securities | 2023-02-21 | 2023-06-03 |
| EMP Capital Limited 盈創資本有限公司 |
RO | Type 9 — Asset management | 2023-02-21 | 2023-06-03 |
| EMP Capital Limited 盈創資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-06 | 2023-02-21 |
| EMP Capital Limited 盈創資本有限公司 |
Rep | Type 9 — Asset management | 2023-02-06 | 2023-02-21 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-09 | 2022-11-08 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 — Advising on securities | 2019-12-09 | 2022-11-08 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 — Asset management | 2019-12-09 | 2022-11-08 |
| Hoi Yick International Securities Limited 開億國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-10 | 2019-06-30 |
| Hoi Yick International Securities Limited 開億國際證券有限公司 |
RO | Type 4 — Advising on securities | 2016-05-10 | 2019-06-30 |
| Hoi Yick International Securities Limited 開億國際證券有限公司 |
RO | Type 9 — Asset management | 2016-05-10 | 2019-06-30 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-12-19 | 2016-03-19 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-05 | 2016-03-19 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-12-05 | 2016-03-19 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-12-05 | 2016-03-19 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-14 | 2012-12-01 |