Brooke Ainsley Patterson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brooke Ainsley Patterson ( ), CE reference ANL933. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2015-11-17 | 2017-06-30 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2015-11-17 | 2017-06-30 |
| Ord Minnett Hong Kong Limited |
RO | Type 4 — Advising on securities | 2014-01-17 | 2015-11-17 |
| Ord Minnett Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2013-01-15 | 2015-11-17 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-22 | 2012-08-17 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-22 | 2012-08-17 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2011-11-22 | 2012-08-17 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-27 | 2008-04-30 |
| Belvest Investment Services Limited 研富投資服務有限公司 |
Rep | Type 9 — Asset management | 2006-07-27 | 2008-04-30 |