Ben Charles Suttie

CE No. AFW867 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ben Charles Suttie (), CE reference AFW867. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Ord Minnett Hong Kong Limited
Rep Type 1 — Dealing in securities 2016-04-19 2016-07-05
Ord Minnett Hong Kong Limited
Rep Type 4 — Advising on securities 2016-04-19 2016-07-05
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 — Dealing in securities 2010-06-30 2011-12-01
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 — Dealing in securities 2010-02-09 2010-04-13
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 7 — Providing automated trading services 2010-02-09 2010-04-13
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities present 2007-11-24
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts present 2007-11-24
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 — Advising on securities present 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 — Advising on corporate finance present 2004-02-11
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services present 2007-11-24
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services present 2007-11-24

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