Timothy James Gunning
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy James Gunning ( ), a licensed former licensee with CE reference BAI184. This person has 7.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
RO | Type 9 - Asset management | 2017-10-09 | 2019-12-31 |
| Ord Minnett Hong Kong Limited |
RO | Type 4 - Advising on securities | 2014-01-17 | 2019-12-31 |
| Ord Minnett Hong Kong Limited |
RO | Type 1 - Dealing in securities | 2013-01-15 | 2019-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy James Gunning during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.