Alan Frank Wells
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Frank Wells, a licensed Representative with CE reference BFW348. Currently licensed at 1 firm(s): J.P. Morgan Broking (Hong Kong) Limited. Active regulated activities: Type 2 - Dealing in futures contracts; Type 5 - Advising on futures contracts. This person has 10.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2022-08-29 | present |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2022-08-29 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-05 | 2022-06-02 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-05 | 2022-06-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-12-05 | 2022-06-02 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2017-12-05 | 2022-06-02 |
| Ord Minnett Hong Kong Limited |
Rep | Type 1 - Dealing in securities | 2016-06-14 | 2017-08-16 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 - Advising on securities | 2016-06-14 | 2017-08-16 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-15 | 2016-01-06 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Frank Wells during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Michael Joseph Donovan | Ord Minnett Hong Kong Limited | 2016–2017 |
| Christopher Lee Chappel | Ord Minnett Hong Kong Limited | 2016–2017 |
| Timothy Philip Last | Ord Minnett Hong Kong Limited | 2016–2017 |
| Brooke Ainsley Patterson | Ord Minnett Hong Kong Limited | 2016–2017 |
| Li Li Yap | Ord Minnett Hong Kong Limited | 2016–2017 |
| Andrew Jaeho Han | Ord Minnett Hong Kong Limited | 2016–2017 |
| Angus John Sexton | Ord Minnett Hong Kong Limited | 2016–2017 |
| Timothy James Gunning | Ord Minnett Hong Kong Limited | 2016–2017 |
| Kathryn Louise Stannard | Ord Minnett Hong Kong Limited | 2016–2017 |
| Boe Jon-Paul Campion | Ord Minnett Hong Kong Limited | 2016–2017 |
| George Alexander Gladstone | Ord Minnett Hong Kong Limited | 2016–2017 |
| Timothy Chi Hang Hon | Ord Minnett Hong Kong Limited | 2016 |
| Sam Johnathon Phillips | Ord Minnett Hong Kong Limited | 2017 |
| Ben Charles Suttie | Ord Minnett Hong Kong Limited | 2016 |