Jeremy Anthony Norris

CE No. ABM977 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeremy Anthony Norris (), CE reference ABM977. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Ord Minnett Hong Kong Limited
Rep Type 1 — Dealing in securities 2013-10-03 2014-11-24
Barclays Capital Asia Limited
巴克萊亞洲有限公司
RO Type 1 — Dealing in securities 2010-10-06 2013-03-31
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 — Dealing in securities 2010-03-10 2010-10-06
CLSA Limited
中信里昂證券有限公司
Rep Type 1 — Dealing in securities 2005-06-06 2009-05-08
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 — Dealing in securities present 2005-05-26
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 4 — Advising on securities present 2004-04-16
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 6 — Advising on corporate finance present 2004-01-08
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 9 — Asset management present 2004-01-08

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