Susan Woon Ying Shiu
邵煥英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Woon Ying Shiu (邵煥英), a licensed former licensee with CE reference AUA244. This person has 0.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-25 | 2019-10-31 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-25 | 2019-10-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-10-05 | 2011-01-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-10-05 | 2011-01-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-02-25 | 2010-05-25 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-02-25 | 2010-05-25 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Susan Woon Ying Shiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.