Dae Hyuck Lim
任大赫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dae Hyuck Lim (任大赫), a licensed former licensee with CE reference BJV724. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 9 — Asset management | 2021-06-02 | 2022-11-30 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-26 | 2022-11-30 |
| UCAP Securities (HK) Limited 佑聯證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-26 | 2022-11-30 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-19 | 2021-04-07 |
| An Zhong (AZ) Investment Management Hong Kong Limited 安中投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-19 | 2021-04-07 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-04 | 2021-03-15 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-04 | 2021-03-15 |
| Avenue Family Office Limited 道信家族辦公室有限公司 |
Rep | Type 9 — Asset management | 2019-11-04 | 2021-03-15 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2017-06-30 | 2017-07-12 |