Reto Caviezel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Reto Caviezel ( ), a licensed former licensee with CE reference ALD021. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-08 | 2006-10-23 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-09-08 | 2006-10-23 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-09-08 | 2006-10-23 |