Juan Ball
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Ball ( ), a licensed former licensee with CE reference AJF300. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2004-07-19 | 2008-04-10 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-05-11 | 2008-04-10 |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-05-11 | 2008-04-10 |