Neil Eric Broadbent
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Eric Broadbent, CE reference BMI332. Currently licensed at 1 firm(s): BlackRock Asset Management North Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2022-03-02 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2022-03-02 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-02-12 | 2019-09-12 |