Winnie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie, CE reference AXR100. Currently licensed at 1 firm(s): BlackRock Asset Management North Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-08 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-15 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2017-08-29 | 2021-03-09 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2017-08-29 | 2021-03-09 |
| Merrill Lynch Far East Limited | Rep | Type 7 — Providing automated trading services | 2017-08-29 | 2018-11-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-25 | 2017-05-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-07-25 | 2017-05-12 |