Hoi Shu Chan
陳海樹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Shu Chan (陳海樹), a licensed former licensee with CE reference AAA739. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unicorn Securities Company Limited 益群證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2015-10-31 |
| Unicorn Securities Company Limited 益群證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-30 |
| Unicorn Securities Company Limited 益群證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Unicorn Securities Company Limited 益群證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-30 |