Clifford Siu Wing Mak
麥紹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clifford Siu Wing Mak (麥紹榮), a licensed former licensee with CE reference ABV140. This person has 8.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-13 | 2011-12-31 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-05 | 2010-01-01 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-03 | 2010-01-01 |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-03 | 2005-01-03 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2005-01-03 | 2010-01-01 |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 9 - Asset management | 2005-01-03 | 2005-01-03 |
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2005-01-03 |
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-03 |
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Clifford Siu Wing Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.