Chiao Chiu
邱喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiao Chiu (邱喬), a licensed former licensee with CE reference AQQ142. This person has 4.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2013-11-29 | 2014-12-19 |
| TCW Asia Limited 威信基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-03 | 2013-11-29 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-11 | 2011-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chiao Chiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.