Yi Ying Hsu
徐怡盈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Ying Hsu (徐怡盈), a licensed former licensee with CE reference ANJ021. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-25 | 2015-08-19 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-30 | 2011-09-05 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-28 | 2007-04-23 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2007-02-28 | 2007-04-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-10 | 2007-04-23 |
| iTTa Capital Limited 意達資本有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-02 | 2007-01-05 |