Joseph Carieri
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Carieri, a licensed former licensee with CE reference BOJ785. This person has 1.7 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TCW Asia Limited 威信基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-10 | 2021-03-30 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Carieri during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yee Ki Li | TCW Asia Limited | 2019–2021 |
| Young Ju Hong | TCW Asia Limited | 2019–2021 |
| Yifei Li | TCW Asia Limited | 2020–2021 |
| Xuan Zhang | TCW Asia Limited | 2020–2021 |
| Manu George | TCW Asia Limited | 2020–2021 |
| Shuqin Zhao | TCW Asia Limited | 2019 |
| Hui Ying Bao | TCW Asia Limited | 2019 |