Yu Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Chen (陳宇), a licensed Responsible Officer with CE reference AOO228. Currently licensed at 1 firm(s): Futu Securities International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 7 - Providing automated trading services; Type 9 - Asset management. This person has 18.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-04-15 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2020-04-15 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 9 - Asset management | 2017-08-08 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-09 | 2019-04-09 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-02-09 | 2019-04-09 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-05 | 2016-05-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-10-05 | 2013-08-31 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-02-14 | 2009-08-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.