Hoi Ling Chan
陳凱玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Ling Chan (陳凱玲), a licensed former licensee with CE reference ALR712. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-21 | 2015-09-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-05 | 2015-09-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-08-05 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-08-05 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-09-21 | 2008-11-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-23 | 2008-11-19 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-30 | 2007-08-07 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-30 | 2007-08-07 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-09-30 | 2007-08-07 |
| BlackRock Asia Limited |
Rep | Type 4 — Advising on securities | 2005-04-18 | 2006-09-29 |
| BlackRock Asia Limited |
Rep | Type 9 — Asset management | 2005-04-18 | 2006-09-29 |