Wendy Wai Tak Chan
陳慧德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wai Tak Chan (陳慧德), a licensed former licensee with CE reference AGP972. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-07 | 2015-09-05 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2013-08-07 | 2014-01-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-08-07 | 2015-09-05 |