Carl Julian Davey

CE No. AOJ396 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carl Julian Davey (), a licensed former licensee with CE reference AOJ396. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2018-02-26 2021-11-22
BNP Paribas Securities (Asia) Limited
法國巴黎證券(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2018-02-26 2021-11-22
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2013-06-03 2017-10-21
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2012-08-14 2017-10-21
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 - Dealing in futures contracts 2012-08-14 2013-08-31
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2012-05-11 2012-05-16
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2009-01-12 2012-05-16
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2007-03-05 2007-03-12
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2007-01-10 2007-02-10

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