Jeffrey Pok Ho Au
區博濠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Pok Ho Au (區博濠), CE reference AOD944. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-05 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-08-24 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-14 | present |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2007-05-11 | 2013-08-31 |