Karis Liam Johann Sese Napa

CE No. AZE835 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karis Liam Johann Sese Napa (), a licensed former licensee with CE reference AZE835. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 2 - Dealing in futures contracts 2013-06-06 2013-10-24
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2012-03-20 2013-10-24
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 1 - Dealing in securities 2012-03-20 2013-10-24
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep Type 2 - Dealing in futures contracts 2012-03-20 2013-10-24
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities 2012-03-20 2013-10-24

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