China Assets Investment Management Limited

中國資本投資管理有限公司

CE No. AAZ111 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Assets Investment Management Limited (中國資本投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AAZ111. Currently licensed for regulated activity type(s) 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 10).

More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →

Registered address

19/F, Wing On House, 71 Des Voeux Road Central, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 6 — Advising on corporate finance	present	present
Type 9 — Asset management	present	present

Licensed staff (all-time) (10)
Active on date

4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Feng (SFC:ALJ843) Bao 包豐	RO 4, 6, 9	2005-01	2006-07
Sau Mei Chan 陳秀媚	RO 4, 6, 9 Rep 4, 6, 9	2007-09	Present
Suit Khown Chan	RO 4, 6, 9 Rep 4, 6, 9	2010-04	2020-02
Louis Man Fai Kwan 關文輝	RO 4, 9	2018-08	2019-12
On Kwok Lau 劉安國	RO 4, 6, 9 Rep 4, 6, 9	Pre-2003	Present
Charlie Yucheng Shi 施宇澄	RO 4, 6, 9 Rep 4, 6, 9	Pre-2003	2004-05
Xiao Feng Xu 徐晓鋒	RO 4, 6, 9	2006-07	2012-09
Zheng Gu 顧諍	Rep 4, 6, 9	2015-09	Present
Yik Yu Lam 林弋茹	Rep 4, 6, 9	2005-04	2006-07
Jun-How Lin 林俊豪	Rep 4, 6, 9	2011-07	2012-04