Prem Haroomal Ramchand Samtani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prem Haroomal Ramchand Samtani, a licensed former licensee with CE reference AED838. This person has 6.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2011-02-01 | 2012-04-05 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-02-01 | 2012-04-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-02-01 | 2012-04-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-25 | 2012-04-05 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-09 |
| Sofaer Global Research (HK) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-22 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-08-09 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Prem Haroomal Ramchand Samtani during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kenrick Kwong Wick Leung | Sofaer Global Research (HK) Limited | 2003–2004 |
| Cissy Pui Sze Lui | Sofaer Global Research (HK) Limited | 2003–2004 |
| Mark Naim Shamash | Sofaer Global Research (HK) Limited | 2003–2004 |
| James Alexander Soutar | Sofaer Global Research (HK) Limited | 2003–2004 |
| Giampaolo Gino Ferdinando Guarnieri | Sofaer Global Research (HK) Limited | 2003–2004 |