Timothy James Whyte
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy James Whyte ( ), a licensed former licensee with CE reference ALN194. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sofaer Global Research (HK) Limited | RO | Type 4 — Advising on securities | 2005-03-08 | 2008-07-31 |
| Sofaer Global Research (HK) Limited | RO | Type 5 — Advising on futures contracts | 2005-03-08 | 2008-07-31 |
| Sofaer Global Research (HK) Limited | RO | Type 9 — Asset management | 2005-03-08 | 2008-07-31 |