Xiaochuan Yu
余小川
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaochuan Yu (余小川), a licensed former licensee with CE reference BCL743. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sofaer Global Research (HK) Limited | Rep | Type 4 - Advising on securities | 2013-12-10 | 2014-08-28 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 - Asset management | 2013-12-10 | 2014-08-28 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaochuan Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Nissim Tse | Sofaer Global Research (HK) Limited | 2013–2014 |
| Jung-Jung Chang | Sofaer Global Research (HK) Limited | 2013–2014 |
| Ian Chung Ho Wong | Sofaer Global Research (HK) Limited | 2013–2014 |