Xiaochuan Yu
余小川
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaochuan Yu (余小川), a licensed former licensee with CE reference BCL743. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | 2013-12-10 | 2014-08-28 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 — Asset management | 2013-12-10 | 2014-08-28 |