Carmel Peters
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmel Peters, a licensed former licensee with CE reference ABN111. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sofaer Global Research (HK) Limited | RO | Type 4 - Advising on securities | 2006-07-25 | 2008-08-04 |
| Sofaer Global Research (HK) Limited | RO | Type 5 - Advising on futures contracts | 2006-07-25 | 2008-08-04 |
| Sofaer Global Research (HK) Limited | RO | Type 9 - Asset management | 2006-07-25 | 2008-08-04 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Carmel Peters during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sze Ching Chang | Sofaer Global Research (HK) Limited | 2006–2008 |
| Ian Chung Ho Wong | Sofaer Global Research (HK) Limited | 2006–2008 |
| Timothy James Whyte | Sofaer Global Research (HK) Limited | 2006–2008 |
| Kirsty Jayne McLaren | Sofaer Global Research (HK) Limited | 2006–2008 |
| Kenrick Kwong Wick Leung | Sofaer Global Research (HK) Limited | 2006–2008 |
| Markus Faber | Sofaer Global Research (HK) Limited | 2006 |
| Henry da-Cheng Lee | Sofaer Global Research (HK) Limited | 2008 |