Carmel Peters
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carmel Peters ( ), a licensed former licensee with CE reference ABN111. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sofaer Global Research (HK) Limited | RO | Type 4 — Advising on securities | 2006-07-25 | 2008-08-04 |
| Sofaer Global Research (HK) Limited | RO | Type 5 — Advising on futures contracts | 2006-07-25 | 2008-08-04 |
| Sofaer Global Research (HK) Limited | RO | Type 9 — Asset management | 2006-07-25 | 2008-08-04 |