Mark Naim Shamash
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Naim Shamash ( ), a licensed former licensee with CE reference AGU946. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sofaer Global Research (HK) Limited | RO | Type 4 — Advising on securities | 2005-04-04 | 2005-10-01 |
| Sofaer Global Research (HK) Limited | RO | Type 5 — Advising on futures contracts | 2005-04-04 | 2005-10-01 |
| Sofaer Global Research (HK) Limited | RO | Type 9 — Asset management | 2005-04-04 | 2005-10-01 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | present | 2003-08-01 |
| Sofaer Global Research (HK) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-08-01 |
| Sofaer Global Research (HK) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-08-01 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 — Asset management | present | 2003-08-01 |