Tay Seop Lim
林泰燮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tay Seop Lim (林泰燮), a licensed former licensee with CE reference AGW608. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sofaer Global Research (HK) Limited | Rep | Type 4 — Advising on securities | 2008-09-30 | 2010-05-21 |
| Sofaer Global Research (HK) Limited | Rep | Type 5 — Advising on futures contracts | 2008-09-30 | 2010-05-21 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 — Asset management | 2008-09-30 | 2010-05-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-12 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-12 |