Richard Anthony William Boutland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Anthony William Boutland, a licensed former licensee with CE reference AIR290. This person has 5.9 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sofaer Global Research (HK) Limited | RO | Type 4 - Advising on securities | 2018-04-11 | 2019-08-15 |
| Sofaer Global Research (HK) Limited | RO | Type 9 - Asset management | 2018-04-11 | 2019-08-15 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-02 | 2013-05-28 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 9 - Asset management | 2010-07-02 | 2013-05-28 |
| HSBC Private Trustee (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2004-04-01 | 2004-11-24 |
| HSBC Private Trustee (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2004-04-01 | 2004-11-24 |
| HSBC Private Trustee (Hong Kong) Limited | RO | Type 9 - Asset management | 2004-04-01 | 2004-11-24 |
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-04-01 |
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-01 |
| HSBC Private Trustee (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Anthony William Boutland during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.