Chong Ming Chan
陳昶銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chong Ming Chan (陳昶銘), a licensed former licensee with CE reference AAD448. This person has 10.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-30 | 2014-03-14 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-10-19 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-17 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-17 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2005-01-17 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-17 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Chong Ming Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.